Senior IT & Compliance Manager
Aaron Neuman plays a critical role as Senior IT and Compliance Manager maintaining and enhancing the technology and communications infrastructure of Northern Edge, including its hardware, software and network, to ensure the Firm operates a secure and reliable system to support its business and its clients. Among his many responsibilities, he oversees the firm’s technology initiatives, vendor relationships, disaster mitigation, and recovery protocols.
In addition, Aaron manages the implementation of policies for data privacy and other security protocols, ensuring compliance to FINRA and SIPC standards.
Aaron also works on selected transaction execution teams, where he brings his extensive knowledge of technology and middle market businesses to undertake research of prospective purchasers. Aaron joined the New York office of Northern Edge in 2007 and is one of the Firm’s longest serving employees.